Current Regulations in ASPEN Survey

The tables below list the regulation sets used by surveyors when recording survey findings in the ASPEN program (Automated Survey Processing ENvironment).

State Regulations

These regulations, combined with the findings, print as the State Form, which is given to the facility.

Last Update: March 8, 2019

Version Facility/Service Type Aspen ID Effective Date
A-4.02 Abortion Clinic E9GS 11/07/2016
D-2.05 Adult Day Care (Licensure) P2GS 02/01/2018
F-2.01 Adult Family Care Home MEOI 11/07/2016
M-3.03 Ambulatory Surgical Center BW22 10/15/2018
A-4.07 Assisted Living Facility (includes ALF, ECC, LNS, and LMH Licensure Deficiencies) UDVI 02/04/2019
B-5.02 Baker Act Enforcement Regulations RF65 09/10/2018
B-2.02 Birth Centers 9OU1 11/07/2016
C-2.03 Core Licensure Regulations (used in conjunction with licensure surveys) HBEQ 09/04/2018
C-2.00 CSU and SRT Facilities OC04 11/01/2016
U-2.01 Health Care Clinics DLRT 11/07/2016
P-1.04 Health Care Services Pools UODM 02/26/2018
H-7.02 Home Health Agencies BTX8 11/07/2016
O-3.02 Home Medical Equipment RS2M 11/07/2016
I-1.06 Homemaker Companion Services JK70 09/10/2018
T-2.01 Hospice FVY1 11/07/2016
H-6.03 Hospital Licensure XPFJ 10/15/2018
I-3.00 ICF/IID Regulations H7XE 10/01/2016
K-10.00 Life Safety Code for Ambulatory Surgical Centers 91G0 05/01/2017
K-10.00 Life Safety Code for Birth Centers XNSU 03/04/2019
K-4.00 Life Safety Code for Hospice VR6D 05/01/2017
K-9.00 Life Safety Code for Hospitals UFGJ 05/01/2017
Y-1.01 Life Safety Code for ICF/IID Existing J930 08/01/2017
Y-2.00 Life Safety Code for ICF/IID New 44Q3 08/01/2017
K-6.00 Life Safety Code for Licensed Only Nursing Homes YYUZ 03/04/2019
P-2.01 Multiphasic Health Testing Center B0KS 11/07/2016
G-3.01 Nurse Registry Licensure 94IW 11/07/2016
N-4.05 Nursing Home Licensure TT2V 10/15/2018
B-2.00 Organ, Tissue and Eye HX0E 04/06/2018
Q-2.01 Prescribed Pediatric Ext Care LY7I 11/07/2016
R-3.01 Residential Treatment Facility 3JQ0 01/15/2018
C-2.00 Residential Treatment Center for Children & Adolescents F076 05/30/2017
T-2.01 Toxicology JPJI 11/01/2010
T-4.03 Transitional Living Facility XHUY 09/04/2018

Federal Regulations

Last Update -- January 09, 2019

These regulations, combined with the findings, print as the CMS-2567 Form, which is given to the facility.

Version Facility/Service Type Aspen ID Effective Date
A-27.00 Acute Care Hospital FA27 08/31/2018
Q-10.00 Ambulatory Surgical Centers FQ10 05/11/2018
D-09.01 CLIA Regulations FD05 11/01/2016
M-01.00 Community Mental Health Center 3801 10/29/2014
I-10.00 Comp Outpatient Rehab Facility (CORF) FC09 11/15/2017
C-09.00 Critical Access Hospitals 6R93 08/31/2018
E-1.01 Emergency Preparedness EP01 10/01/2018
V-11.00 End Stage Renal Disease FV10 11/15/2017
G-11.01 Home Health Agencies D101 10/15/2018
L-04.00 Hospice ZZ08 01/22/2018
W-08.00 ICF/IID Regulations FW02 11/15/2017
F-16.01 Long Term Care Facilities FF11 01/22/2018
K-03.02 LSC 2012 ASC and ESRD Existing K309 01/22/2018
K-02.02 LSC 2012 ASC and ESRD New K310 01/22/2018
K-03.03 LSC 2012 Health Existing K307 01/22/2018
K-03.02 LSC 2012 Health New K308 01/22/2018
K-04.00 LSC 2012 ICF/IID Existing K313 01/22/2018
K-04.00 LSC 2012 ICF/IID New K314 01/22/2018
Z-03.00 Organ Procurement FZ05 10/01/2018
I-10.00 Outpatient Physical Therapy FT09 11/15/2017
H-06.00 Portable X-Ray Requirements QYN6 05/29/2003
B-05.01 Psychiatric Hospitals FB01 09/02/1996
N-02.00 Psychiatric Residential Treatment Facilities Q601 11/28/2014
R-03.00 Relig Nonmed Healthcare Instit Z602 05/14/2018
J-09.00 Rural Health Clinics FJ09 07/01/2018
X-02.01 Transplant Centers FX02 08/12/2014